If you are a broker or other nominee who purchased or sold common stock of America West Resources, Inc. (“America West”) on February 23, 2012 and/or February 24, 2012 for the beneficial interest of a person or entity other than yourself, WITHIN TEN (10) CALENDAR DAYS OF YOUR RECEIPT OF THE NOTICE PACKET (the CUSIP for America West common stock was 02365V106), then you must either:
If you are providing a list of names and addresses to Distribution Agent:
If you are mailing the Notice Packet to beneficial owners:
If you elect to mail the Distribution Plan Notice and Proof of Claim Form to beneficial owners yourself, additional copies of the Claims Packet may be requested via email to info@SECvJohnBabikianFairFund.com. If you are providing the Notice Packet to beneficial owners, the mailing must be completed within ten (10) business days of your receipt of the Distribution Plan Notice and Proof of Claim Form from the Distribution Agent. You must also send a statement to the Distribution Agent at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Distribution Plan Notice and Proof of Claim Form to beneficial owners may affect their legal rights.
You are entitled to reimbursement for your reasonable expenses actually incurred in complying with the foregoing, including reimbursement of reasonable postage expenses and reasonable costs of obtaining the names and addresses of beneficial owners, provided you timely submit an invoice to the Distribution Agent. Please submit a copy of your invoice to the Distribution Agent within one month of the completing the mailing or providing the list of names and addresses.
If you are filing electronic claims:
A nominee may also submit a Proof of Claim Form on behalf of multiple clients who are beneficial owners by using the links below.
Click here to download the Proof of Claim Form.
Click here to download a properly formatted spreadsheet for submitting your transactions.
You may upload your master Proof of Claim Form and completed spreadsheet online here.